SEC Form 4 · accession 0001171843-17-000439
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Shoptaw
Director
Period of report
Jan 24, 2017
Accepted (ET)
Jan 25, 2017 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Jan 24, 2017 | A | 294 | $61.40 | A | 6,259 | D | |
| SFNC | holding | — | — | — | 18,000 | D | ||
| SFNC | holding | — | — | — | 2,400 | I | IRA-SFTC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 24, 2017 | A | 879 | A | — | — | Common | 879 | 879 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.
- F2One third of the Restricted Stock Unit vests on April 1, July 1 and October 1, 2017. SFNC shares will be delivered within 30 days of vesting.