SEC Form 4 · accession 0001171843-16-010235
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marty Casteel
Officer — SEVP
Period of report
May 19, 2016
Accepted (ET)
May 20, 2016 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | May 19, 2016 | M | 1,000 | $26.19 | A | 37,955 | D | |
| SFNC | holding | — | — | — | 4,092 | D | ||
| SFNC | holding | — | — | — | 2,288 | D | ||
| SFNC | holding | — | — | — | 10,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option | $26.19 | May 22, 2006 | M | 200 | A | May 22, 2007 | May 20, 2016 | Common | 200 | 0 | D |
| Incentive Stock Option | $26.19 | May 22, 2006 | M | 200 | A | May 22, 2008 | May 20, 2016 | Common | 200 | 0 | D |
| Incentive Stock Option | $26.19 | May 22, 2006 | M | 200 | A | May 22, 2009 | May 20, 2016 | Common | 200 | 0 | D |
| Incentive Stock Option | $26.19 | May 22, 2006 | M | 200 | A | May 22, 2010 | May 20, 2016 | Common | 200 | 0 | D |
| Incentive Stock Option | $26.19 | May 22, 2006 | M | 200 | A | May 22, 2011 | May 20, 2016 | Common | 200 | 0 | D |