SEC Form 4/A · accession 0001171843-16-007421
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David W Garner
Officer — EVP, Controller & CAO
Period of report
Jan 19, 2016
Accepted (ET)
Jan 27, 2016 · 12:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNCF1 | Jan 20, 2016 | A | 1,655 | $47.02 | A | 10,340 | D | |
| SFNCF1 | Jan 20, 2016 | F | 655 | $47.02 | D | 9,685 | D | |
| SFNC | holding | — | — | — | 1,375 | D | ||
| SFNC | holding | — | — | — | 2,509 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2 | $47.02 | Jan 19, 2016 | A | 552 | A | Jan 19, 2017 | Jan 18, 2026 | Common | 552 | 552 | D |
| Non-Qualified Stock OptionF2 | $47.02 | Jan 19, 2016 | A | 552 | A | Jan 19, 2018 | Jan 18, 2026 | Common | 552 | 552 | D |
| Non-Qualified Stock OptionF3 | $47.02 | Jan 19, 2016 | A | 551 | A | Jan 19, 2019 | Jan 18, 2026 | Common | 551 | 551 | D |
Explanation of responses
- F1Share price was erroneously reported as $42.07 as opposed to $47.02.
- F2Original number of shares, 507, issued was incorrectly reported. Correct number of shares is 552.
- F3Original number of shares, 506, issued was incorrectly reported. Correct number of shares is 551.