SEC Form 4 · accession 0001171843-16-007331
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
George Makris Jr.
Officer — Chairman & CEO · Director
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 7:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Jan 20, 2016 | A | 9,840 | $47.02 | A | 28,930 | D | |
| SFNC | Jan 20, 2016 | F | 3,489 | $47.02 | D | 25,441 | D | |
| SFNC | holding | — | — | — | 84,933 | D | ||
| SFNC | holding | — | — | — | 5,740 | D | ||
| SFNC | holding | — | — | — | 1,871 | I | Trust | |
| SFNC | holding | — | — | — | 178 | D | ||
| SFNC | holding | — | — | — | 4,050 | I | By IRA | |
| SFNC | holding | — | — | — | 4,750 | I | IRA (Spouse) | |
| SFNC | holding | — | — | — | 67 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option | $47.02 | Jan 19, 2016 | A | 4,175 | A | Jan 19, 2017 | Jan 18, 2026 | Common | 4,175 | 4,175 | D |
| Non-Qualified Stock Option | $47.02 | Jan 19, 2016 | A | 4,175 | A | Jan 19, 2018 | Jan 18, 2026 | Common | 4,175 | 4,175 | D |
| Non-Qualified Stock Option | $47.02 | Jan 19, 2016 | A | 4,175 | A | Jan 19, 2019 | Jan 18, 2026 | Common | 4,175 | 4,175 | D |