SEC Form 4 · accession 0001171843-16-007327
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Marty Casteel
Officer — SEVP
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Jan 20, 2016 | A | 3,990 | $47.02 | A | 39,588 | D | |
| SFNC | Jan 20, 2016 | F | 1,487 | $47.02 | D | 38,101 | D | |
| SFNC | holding | — | — | — | 2,094 | D | ||
| SFNC | holding | — | — | — | 10,484 | D | ||
| SFNC | holding | — | — | — | 3,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option | $47.02 | Jan 19, 2016 | A | 1,500 | A | Jan 19, 2017 | Jan 18, 2026 | Common | 1,500 | 1,500 | D |
| Non-Qualified Stock Option | $47.02 | Jan 19, 2016 | A | 1,500 | A | Jan 19, 2018 | Jan 18, 2026 | Common | 1,500 | 1,500 | D |
| Non-Qualified Stock Option | $47.02 | Jan 19, 2016 | A | 1,500 | A | Jan 19, 2019 | Jan 18, 2026 | Common | 1,500 | 1,500 | D |