SEC Form 4 · accession 0001171843-15-004642
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Tappan
Officer — EVP
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | holding | — | — | — | 4,500 | D | ||
| SFNC | holding | — | — | — | 2,000 | D | ||
| SFNC | holding | — | — | — | 11,614 | D | ||
| SFNC | holding | — | — | — | 10,902 | I | Tappan Land and Water |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option | $45.50 | Aug 10, 2015 | A | 3,000 | A | Dec 31, 2015 | Aug 10, 2025 | Common | 3,000 | 3,000 | D |
| Non-Qualified Stock Option | $45.50 | Aug 10, 2015 | A | 5,999 | A | Dec 31, 2016 | Aug 10, 2025 | Common | 5,999 | 5,999 | D |
| Non-Qualified Stock Option | $45.50 | Aug 10, 2015 | A | 2,856 | A | Dec 31, 2017 | Aug 10, 2025 | Common | 2,856 | 2,856 | D |