SEC Form 4 · accession 0001171843-15-001644
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Makris Jr.
Officer — Chairman & CEO · Director
Period of report
Mar 25, 2015
Accepted (ET)
Mar 25, 2015 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNCF1 | Mar 25, 2015 | A | 2,440 | $44.40 | A | 19,090 | D | |
| SFNC | holding | — | — | — | 79,433 | D | ||
| SFNC | holding | — | — | — | 173 | D | ||
| SFNC | holding | — | — | — | 10,430 | D | ||
| SFNC | holding | — | — | — | 4,050 | I | By IRA | |
| SFNC | holding | — | — | — | 4,750 | I | IRA (Spouse) | |
| SFNCF2 | holding | — | — | — | 1,000 | I | Trust (Sister) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option | $44.40 | Mar 25, 2015 | A | 4,240 | A | Mar 25, 2016 | Mar 25, 2025 | Common | 4,240 | 4,240 | D |
| Non-Qualified Stock Option | $44.40 | Mar 25, 2015 | A | 4,240 | A | Mar 25, 2017 | Mar 25, 2025 | Common | 4,240 | 4,240 | D |
| Non-Qualified Stock Option | $44.40 | Mar 25, 2015 | A | 4,240 | A | Mar 25, 2018 | Mar 25, 2025 | Common | 4,240 | 4,240 | D |
Explanation of responses
- F1Shares will vest evenly over the next three years.
- F2Trustee with no direct pecuniary interest of trust, adult sister.