SEC Form 5 · accession 0000899243-17-003539

· ANAT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Corporate Controller

Period of report

Dec 31, 2016

Accepted (ET)

Feb 10, 2017 · 5:08 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000904163

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jun 8, 2016	M	267	$110.83	A	292	D
Common Stock^F1	Jun 8, 2016	D	267	$120.25	D	292	D
Common Stock^F1	Dec 9, 2016	M	66	$110.83	A	292	D
Common Stock^F1	Dec 9, 2016	D	66	$131.18	D	292	D
Common Stock^F2	Dec 9, 2016	M	200	$116.48	A	292	D
Common Stock^F2	Dec 9, 2016	D	200	$131.17	D	292	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right^F3,F4	$110.83	Jun 8, 2016	M	267	D	May 1, 2011	May 1, 2020	Common Stock	267	66	D
Stock Appreciation Right^F3,F4	$110.83	Dec 9, 2016	M	66	D	May 1, 2011	May 1, 2020	Common Stock	66	0	D
Stock Appreciation Right^F3,F4	$116.48	Dec 9, 2016	M	200	D	May 1, 2009	May 1, 2018	Common Stock	200	200	D

F1The transaction reported herein reflects the exercise of stock appreciation rights for cash based on the spread between (i) the closing price of the issuer's common stock on the date of exercise and (ii) the exercise price reported above.
F2The transaction reported herein reflects the exercise of stock appreciation rights for cash based on the spread between (i) the average of the high and low prices of the issuer's common stock on the date of exercise and (ii) the exercise price reported above.
F3SARs become exercisable in five equal annual installments beginning on the date shown.
F4SARs expire five years from the date they become exercisable. The date shown represents the expiration date of the final installment of SARs to become exercisable.