SEC Form 4 · accession 0001209191-18-051969
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frithjof Oldorff
Officer — President Auto BU
Period of report
Sep 20, 2018
Accepted (ET)
Sep 21, 2018 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2018 | M | 10,000 | $19.10 | A | 57,442 | D | |
| Common Stock | Sep 20, 2018 | M | 10,000 | $26.17 | A | 67,442 | D | |
| Common Stock | Sep 20, 2018 | S | 20,000 | $49.15 | D | 47,442 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $19.10 | Sep 20, 2018 | M | 10,000 | D | Jul 2, 2017 | Jul 2, 2020 | Common Stock | 10,000 | 0 | D |
| Stock Appreciation Right | $26.17 | Sep 20, 2018 | M | 10,000 | D | Feb 19, 2018 | Feb 19, 2021 | Common Stock | 10,000 | 0 | D |