SEC Form 4 · accession 0001209191-18-041913
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth John Phillips
Officer — VP & General Counsel/Secretary
Period of report
Jul 5, 2018
Accepted (ET)
Jul 6, 2018 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 5, 2018 | M | 20,000 | $19.10 | A | 51,198 | D | |
| Common Stock | Jul 5, 2018 | S | 20,000 | $40.00 | D | 31,198 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2 | $19.10 | Jul 5, 2018 | M | 20,000 | A | Jul 2, 2016 | Jul 2, 2020 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1.
- F2The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 135,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).