SEC Form 4 · accession 0001209191-17-064334
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurice EP Gunderson
Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 7, 2017 · 10:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2017 | M | 10,000 | $20.51 | A | 26,557 | D | |
| Common Stock | Dec 6, 2017 | S | 10,000 | $33.4362 | D | 16,557 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $20.51 | Dec 6, 2017 | M | 10,000 | D | Jan 2, 2009 | Jan 2, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 10,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).