SEC Form 4/A · accession 0001209191-16-104229
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Barry G Steele
Officer — CFO/VP Finance/Treasurer
Period of report
Nov 2, 2015
Accepted (ET)
Mar 2, 2016 · 10:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | M | 10,000 | $19.10 | A | 46,471 | D | |
| Common Stock | Nov 2, 2015 | M | 10,000 | $12.60 | A | 56,471 | D | |
| Common Stock | Nov 2, 2015 | S | 20,000 | $49.5812 | D | 36,471 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $19.10 | Nov 2, 2015 | M | 10,000 | D | Jul 2, 2015 | Jul 2, 2020 | Common Stock | 10,000 | 20,000 | D |
| Option to Purchase Common StockF1 | $12.60 | Nov 2, 2015 | M | 10,000 | D | Sep 2, 2015 | Sep 2, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 80,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).
Remarks
This Form 4/A is being filed to correct a transposition error on the Form 4 filed by the Reporting Person on November 3, 2015. The original November 3, 2015 filed Form 4 was incorrect in that it stated that the sale of Common Stock occurred on November 20, 2015 when the correct date was November 2, 2015.