SEC Form 4/A · accession 0001209191-16-104228
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kenneth John Phillips
Officer — VP & General Counsel/Secretary
Period of report
May 1, 2015
Accepted (ET)
Mar 2, 2016 · 10:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | M | 10,000 | $26.17 | A | 42,500 | D | |
| Common Stock | May 1, 2015 | S | 10,000 | $52.5396 | D | 32,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $26.17 | May 1, 2015 | M | 10,000 | D | Feb 19, 2015 | Feb 19, 2021 | Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F1The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 115,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).
Remarks
This Form 4/A is being filed to supersede in full the Form 4 filed by the Reporting Person on May 1, 2015. The original May 1, 2015 filed Form 4 was incorrect in that it was a duplicate of the Form 4 filed by the Reporting Person on March 6, 2014. This Form 4/A correctly states the transaction reported. All intervening Form 4's filed by the Reporting Person subsequent to May 1, 2015 were correct and will not be amended.