SEC Form 4 · accession 0001209191-15-078034
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Coker
Officer — PRESIDENT & CEO · Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 3, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | M | 7,710 | $26.17 | A | 73,478 | D | |
| Common Stock | Nov 2, 2015 | M | 20,000 | $12.60 | A | 93,478 | D | |
| Common Stock | Nov 2, 2015 | S | 27,710 | $48.8879 | D | 65,768 | D | |
| Common Stock | Nov 2, 2015 | S | 16,384 | $48.9932 | D | 49,384 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $26.17 | Nov 2, 2015 | M | 7,710 | D | Feb 19, 2015 | Feb 19, 2021 | Common Stock | 7,710 | 60,000 | D |
| Option to Purchase Common StockF1 | $12.60 | Nov 2, 2015 | M | 20,000 | D | Sep 2, 2015 | Sep 2, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 170,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).