SEC Form 4 · accession 0001209191-15-071406
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth John Phillips
Officer — VP & General Counsel/Secretary
Period of report
Sep 17, 2015
Accepted (ET)
Sep 18, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 17, 2015 | M | 12,500 | $11.63 | A | 36,500 | D | |
| Common Stock | Sep 17, 2015 | M | 10,000 | $19.10 | A | 46,500 | D | |
| Common Stock | Sep 17, 2015 | S | 22,500 | $48.9117 | D | 24,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $11.63 | Sep 17, 2015 | M | 12,500 | D | Aug 23, 2015 | Aug 23, 2019 | Common Stock | 12,500 | 12,500 | D |
| Option to Purchase Common StockF1 | $19.10 | Sep 17, 2015 | M | 10,000 | D | Jul 2, 2015 | Jul 2, 2020 | Common Stock | 10,000 | 20,000 | D |
Explanation of responses
- F1The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 92,500 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).