SEC Form 4 · accession 0001209191-15-065358
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Coker
Officer — PRESIDENT & CEO · Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | M | 6,200 | $19.10 | A | 82,848 | D | |
| Common Stock | Aug 10, 2015 | S | 17,080 | $50.9001 | D | 65,768 | D | |
| Common Stock | Aug 11, 2015 | M | 13,800 | $19.10 | A | 79,568 | D | |
| Common Stock | Aug 11, 2015 | M | 12,290 | $26.17 | A | 91,858 | D | |
| Common Stock | Aug 11, 2015 | S | 26,090 | $50.2117 | D | 65,768 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $19.10 | Aug 10, 2015 | M | 6,200 | D | Jul 2, 2015 | Jul 2, 2020 | Common Stock | 6,200 | 13,800 | D |
| Option to Purchase Common Stock | $19.10 | Aug 11, 2015 | M | 13,800 | D | Jul 2, 2015 | Feb 19, 2021 | Common Stock | 13,800 | 0 | D |
| Option to Purchase Common StockF1 | $26.17 | Aug 11, 2015 | M | 12,290 | D | Feb 19, 2015 | Feb 19, 2021 | Common Stock | 12,290 | 7,710 | D |
Explanation of responses
- F1The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 197,710 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).