SEC Form 4 · accession 0001209191-15-042034
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry G Steele
Officer — CFO/VP Finance/Treasurer
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 8:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2015 | M | 7,100 | $26.17 | A | 52,835 | D | |
| Common Stock | May 11, 2015 | S | 7,100 | $53.6504 | D | 45,735 | D | |
| Common Stock | May 12, 2015 | M | 2,900 | $26.17 | A | 48,635 | D | |
| Common Stock | May 12, 2015 | S | 2,900 | $53.2897 | D | 45,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $26.17 | May 11, 2015 | M | 7,100 | D | Feb 19, 2015 | Feb 19, 2021 | Common Stock | 7,100 | 32,900 | D |
| Option to Purchase Common StockF1 | $26.17 | May 12, 2015 | M | 7,100 | D | Feb 19, 2015 | Feb 19, 2021 | Common Stock | 2,900 | 30,000 | D |
Explanation of responses
- F1The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 100,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).