SEC Form 4 · accession 0001209191-15-038867
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurice EP Gunderson
Director
Period of report
May 4, 2015
Accepted (ET)
May 5, 2015 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2015 | M | 10,000 | $10.62 | A | 19,163 | D | |
| Common Stock | May 4, 2015 | M | 10,000 | $3.22 | A | 29,163 | D | |
| Common Stock | May 4, 2015 | M | 10,000 | $8.43 | A | 39,163 | D | |
| Common Stock | May 4, 2015 | S | 30,000 | $52.7582 | D | 9,163 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $10.62 | May 4, 2015 | M | 10,000 | D | Feb 12, 2008 | Feb 12, 2017 | Common Stock | 10,000 | 0 | D |
| Option to Purchase Common StockF1 | $3.22 | May 4, 2015 | M | 10,000 | D | Jan 2, 2009 | Jan 2, 2019 | Common Stock | 10,000 | 0 | D |
| Option to Purchase Common StockF1 | $8.43 | May 4, 2015 | M | 10,000 | D | Jan 4, 2010 | Jan 4, 2020 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 20,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).