SEC Form 4 · accession 0001209191-15-026513
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Steinl
Officer — VP Electronics Business Unit
Period of report
Mar 13, 2015
Accepted (ET)
Mar 16, 2015 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2015 | M | 4,100 | $11.53 | A | 36,291 | D | |
| Common Stock | Mar 13, 2015 | S | 4,100 | $46.9169 | D | 32,191 | D | |
| Common Stock | Mar 16, 2015 | M | 5,900 | $11.53 | A | 38,091 | D | |
| Common Stock | Mar 16, 2015 | S | 5,900 | $46.7153 | D | 32,191 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $11.53 | Mar 13, 2015 | M | 4,100 | D | Dec 6, 2014 | Dec 6, 2019 | Common Stock | 4,100 | 25,900 | D |
| Option to Purchase Common StockF1 | $11.53 | Mar 16, 2015 | M | 5,900 | D | Dec 6, 2014 | Dec 6, 2019 | Common Stock | 5,900 | 20,000 | D |
Explanation of responses
- F1The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 120,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration date,).