SEC Form 4 · accession 0001209191-15-016374
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frithjof Oldorff
Officer — President Auto BU
Period of report
Feb 18, 2015
Accepted (ET)
Feb 19, 2015 · 9:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2,F1 | $41.69 | Feb 18, 2015 | A | 30,000 | A | Feb 18, 2016 | Feb 18, 2022 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Stock Appreciation Rights become exercisable for cash only in four instalments; 7,500 on February 18, 2016, 7,500 on February 18, 2017, 7,500 on February 18, 2018 and 7,500 on February 18, 2019.
- F2The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 130,000 Stock Appreciation Rights of varying classes (i.e. varying exercise prices and expiration dates).