SEC Form 4 · accession 0001209191-15-016372
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erin Erwine Ascher
Officer — VP Talent Devlopment CHRO
Period of report
Feb 18, 2015
Accepted (ET)
Feb 19, 2015 · 9:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2015 | A | 3,200 | $41.69 | A | 3,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2 | $41.69 | Feb 18, 2015 | A | 40,000 | A | Feb 4, 2016 | Feb 18, 2022 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in two portions; 1,600 on February 4, 2016, 1,600 on February 4, 2017.
- F2Purchase option shares become exercisable in four installments; 10,000 shares on February 4, 2016, 10,000 shares on February 4, 2017, 10,000 shares on February 4, 2018 and 10,000 shares on February 4, 2019.