SEC Form 4/A · accession 0001144204-18-027231
BARRETT BUSINESS SERVICES INC · BBSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregory R Vaughn
Officer — VP & COO-Corporate Operations
Period of report
Jul 1, 2017
Accepted (ET)
May 10, 2018 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2017 | M | 3,750 | $0.00 | A | 59,650 | D | |
| Common Stock | Jul 3, 2017 | F | 992 | $57.65 | D | 58,658 | D | |
| Common Stock | Jul 3, 2017 | S | 548 | $57.65 | D | 58,110 | D | |
| Common Stock | Jul 1, 2017 | M | 2,500 | $0.00 | A | 60,610 | D | |
| Common Stock | Jul 3, 2017 | F | 662 | $57.65 | D | 59,948 | D | |
| Common Stock | Jul 3, 2017 | S | 365 | $57.65 | D | 59,583 | D | |
| Common Stock | Jul 1, 2017 | M | 2,500 | $0.00 | A | 62,083 | D | |
| Common Stock | Jul 3, 2017 | F | 662 | $57.65 | D | 61,421 | D | |
| Common Stock | Jul 3, 2017 | S | 365 | $57.65 | D | 61,056 | D | |
| Common Stock | Jul 1, 2017 | M | 2,500 | $0.00 | A | 63,556 | D | |
| Common Stock | Jul 3, 2017 | F | 662 | $57.65 | D | 62,894 | D | |
| Common Stock | Jul 3, 2017 | S | 365 | $57.65 | D | 62,529 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 1, 2017 | A | 8,509 | A | — | — | Common Stock | 8,509 | 8,509 | D |
| Restricted Stock UnitsF1,F3 | — | Jul 1, 2017 | M | 3,750 | D | — | — | Common Stock | 3,750 | 11,250 | D |
| Restricted Stock UnitsF1,F4 | — | Jul 1, 2017 | M | 2,500 | D | — | — | Common Stock | 2,500 | 5,000 | D |
| Restricted Stock UnitsF1,F5 | — | Jul 1, 2017 | M | 2,500 | D | — | — | Common Stock | 2,500 | 2,500 | D |
| Restricted Stock UnitsF1,F6 | — | Jul 1, 2017 | M | 2,500 | D | — | — | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.
- F2The Restricted Stock Units vest in four equal annual installments beginning July 1, 2018, and will be settled by delivery of unrestricted shares of common stock on the vesting date.
- F3The Restricted Stock Units vest in four equal annual installments beginning July 1, 2017, and will be settled by delivery of unrestricted shares of common stock on the vesting date.
- F4The Restricted Stock Units vest in four equal annual installments beginning July 1, 2016, and will be settled by delivery of unrestricted shares of common stock on the vesting date.
- F5The Restricted Stock Units vest in four equal annual installments beginning July 1, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.
- F6The Restricted Stock Units vested in four equal annual installments beginning July 1, 2014.
Remarks
Due to a clerical error in the reporting person's Form 4 originally filed July 6, 2016, the reporting person's Form 4 originally filed July 5, 2017, is being amended to correct the number of securities reported as beneficially owned following the reported transactions. Exhibit 24: Power of Attorney (previously filed)