SEC Form 4 · accession 0001144204-15-040968
BARRETT BUSINESS SERVICES INC · BBSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B Hicks
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 9:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2015 | M | 375 | $2.44 | A | 10,425 | D | |
| Common Stock | Jun 30, 2015 | M | 750 | $2.58 | A | 11,175 | D | |
| Common Stock | Jul 1, 2015 | M | 256 | $0.00 | A | 11,431 | D | |
| Common Stock | Jul 1, 2015 | M | 249 | $0.00 | A | 11,680 | D | |
| Common Stock | Jul 2, 2015 | M | 625 | $0.00 | A | 12,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Options (Right to Buy)F1,F2 | $2.44 | Jun 30, 2015 | M | 375 | D | May 17, 2002 | — | Common Stock | 375 | 0 | D |
| Non-Employee Director Stock Options (Right to Buy)F1,F2 | $2.58 | Jun 30, 2015 | M | 750 | D | May 15, 2003 | — | Common Stock | 750 | 0 | D |
| Restricted Stock UnitsF3,F4 | — | Jul 1, 2015 | A | 1,285 | A | — | — | Common Stock | 1,285 | 1,285 | D |
| Restricted Stock UnitsF3,F5 | — | Jul 1, 2015 | M | 256 | D | — | — | Common Stock | 256 | 765 | D |
| Restricted Stock UnitsF3,F6 | — | Jul 1, 2015 | M | 249 | D | — | — | Common Stock | 249 | 496 | D |
| Restricted Stock UnitsF3,F7 | — | Jul 2, 2015 | M | 625 | D | — | — | Common Stock | 625 | 625 | D |
Explanation of responses
- F1Became exercisable in four equal annual statements beginning on the date shown.
- F2Expires three months following the date on which holder ceases to be a director other than by reason of death, disability, or retirement; if by reason of death or disability, one year thereafter; and if by reason of retirement, five years thereafter.
- F3Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.
- F4The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2016, and will be settled by delivery of unrestricted shares of common stock on the vesting date.
- F5The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.
- F6The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2014, and will be settled by delivery of unrestricted shares of common stock on the vesting date.
- F7The Restricted Stock Units vest in four equal annual installments beginning on July 2, 2013, and will be settled by delivery of unrestricted shares of common stock on the vesting date.