SEC Form 4 · accession 0000902274-19-000004
LIBBEY INC · LBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Nave
Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 11,940 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Feb 1, 2019 | A | 3,407 | A | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 3,407 | 15,768 | D |
Explanation of responses
- F1The phantom stock units convert to common stock on a 1-for-1 basis.