SEC Form 4 · accession 0000902274-18-000096
LIBBEY INC · LBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Nave
Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 2:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 11,940 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Nov 1, 2018 | A | 1,938 | A | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 1,938 | 12,361 | D |
Explanation of responses
- F1The phantom stock units convert to common stock on a 1-for-1 basis.