SEC Form 4 · accession 0000902274-18-000050
LIBBEY INC · LBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Charles Burmeister
Officer — VP, Chief Financial Officer
Period of report
Mar 30, 2018
Accepted (ET)
Apr 2, 2018 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Mar 30, 2018 | F | 704 | $4.89 | D | 32,834 | D | |
| Common Stock | holding | — | — | — | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ - Stock Option (Right to Buy)F2 | $9.38 | holding | — | — | — | Mar 30, 2018 | May 3, 2027 | Common Stock | 21,186 | 21,186 | D |
Explanation of responses
- F1Reflects shares withheld to satisfy tax withholding obligations on restricted stock units that vested.
- F2The options become exercisable 25% per year beginning on the first anniversary of the grant date provided the grantee remains continuously employed by the Company as of those respective dates.