SEC Form 4/A · accession 0000902274-18-000042
LIBBEY INC · LBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carol Summersgill
Officer — Vice President-Human Resources
Period of report
Feb 17, 2018
Accepted (ET)
Mar 26, 2018 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | Feb 17, 2018 | F | 654 | $6.07 | D | 11,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ - Stock Option (Right to Buy) | $13.60 | holding | — | — | — | Feb 17, 2018 | Mar 1, 2027 | Common Stock | 8,586 | 8,586 | D |
Explanation of responses
- F1Reflects shares withheld to satisfy tax withholding obligations on restricted stock units that vested.
- F2Corrects shares withheld for tax which was incorrectly stated on previously filed Form 4.