SEC Form 4 · accession 0000902274-17-000093
LIBBEY INC · LBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol B Moerdyk
Director
Period of report
May 17, 2017
Accepted (ET)
May 19, 2017 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 17, 2017 | A | 9,852 | $8.12 | A | 47,947 | D | |
| Common StockF2 | May 17, 2017 | F | 2,463 | $8.12 | D | 45,484 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3 | $0.00 | holding | — | — | — | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 19,347 | 19,347 | D |
Explanation of responses
- F1Represents the grant of shares of common stock awarded on May 17, 2017, unless the director defers election.
- F2Reflects shares withheld to satisfy tax withholding obligations on grant awarded May 17, 2017.
- F3The phantom stock units, acquired in lieu of cash compensation earned as a director for board and board committee service or in lieu of cash dividends on the deferred phantom stock units, were settled in cash on January 1, 2009 per the director's elected settlement date. (The number of units (each equivalent to one common share of Libbey Inc.) acquired are equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation is earned or the dividend paid. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the last trading day prior to the day the compensation is earned or the dividend is paid.)