SEC Form 4 · accession 0000902274-17-000008
LIBBEY INC · LBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Salvador Minarro
Officer — VP, General Mgr US & Canada
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | Feb 17, 2017 | F | 2,451 | $17.77 | D | 32,853 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ - Stock Option (Right to Buy) | $17.00 | holding | — | — | — | Feb 10, 2012 | Feb 10, 2021 | Common Shares | 7,000 | 7,000 | D |
| NQ - Stock Option (Right to Buy) | $23.02 | holding | — | — | — | Feb 24, 2015 | Feb 24, 2024 | Common Shares | 6,582 | 6,582 | D |
| NQ - Stock Option (Right to Buy) | $13.96 | holding | — | — | — | Aug 1, 2013 | Aug 1, 2022 | Common Shares | 3,597 | 3,597 | D |
| NQ - Stock Option (Right to Buy) | $10.13 | holding | — | — | — | Feb 11, 2011 | Feb 11, 2020 | Common Shares | 6,000 | 6,000 | D |
| NQ - Stock Option (Right to Buy) | $1.01 | holding | — | — | — | Feb 27, 2010 | Feb 27, 2019 | Common Shares | 7,000 | 7,000 | D |
| NQ - Stock Option (Right to Buy) | $17.13 | holding | — | — | — | Feb 17, 2017 | Feb 25, 2026 | Common Shares | 21,486 | 21,486 | D |
| NQ - Stock Option (Right to Buy) | $15.35 | holding | — | — | — | Feb 15, 2009 | Feb 15, 2018 | Common Shares | 3,200 | 3,200 | D |
| NQ - Stock Option (Right to Buy) | $19.02 | holding | — | — | — | Feb 22, 2014 | Feb 22, 2023 | Common Shares | 7,918 | 7,918 | D |
| NQ - Stock Option (Right to Buy) | $13.95 | holding | — | — | — | Feb 17, 2013 | Feb 17, 2022 | Common Shares | 7,500 | 7,500 | D |
| NQ - Stock Option (Right to Buy) | $38.06 | holding | — | — | — | Feb 17, 2016 | Mar 2, 2025 | Common Shares | 6,340 | 6,340 | D |
| NQ - Stock Option (Right to Buy) | $15.47 | holding | — | — | — | Dec 31, 2013 | Dec 31, 2020 | Common Shares | 20,000 | 20,000 | D |
Explanation of responses
- F1Reflects shares withheld to satisfy tax withholding obligations on restricted stock units that vested.
- F2Includes: 823 restricted stock units remaining in the 8/1/2012 grant of 4,918 RSUs; 4,243 restricted stock units remaining in the 2/22/2013 grant of 6,939 RSUs that vest 25% on each of the 1st, 2nd, 3rd & 4th anniversary dates; 4,737 restricted stock units remaining in the 2/24/2014 grant of 5,781 RSUs that vest 25% on each of the 1st, 2nd, 3rd & 4th anniversary dates; 3,865 restricted stock units remaining in the 3/2/2015 grant of 4,695 RSUs that vest 25% on each of the 1st, 2nd, 3rd & 4th anniversary dates; 9,876 restricted stock units remaining in the 3/2/2015 RSU grant of 12,000 RSUs that vest 25% on February 17th of each of 2016, 2017, 2018 and 2019; and 9,309 restricted stock units remaining in the 2/25/16 grant of 10,158 RSUs that vest 25% on February 17th of each of 2017, 2018, 2019 and 2020, all vesting dates provided the grantee remains continuously employed by the Company as of those respective dates.