SEC Form 4 · accession 0000902274-16-000374
LIBBEY INC · LBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol Summersgill
Officer — Vice President-Human Resources
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | Sep 1, 2016 | A | 1,500 | $17.56 | A | 9,081 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock unit award of 1,500 RSUs granted September 1, 2016 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
- F2Includes 1,136 restricted stock units remaining in the May 18, 2015 RSU grant that vest in four equal annual installments beginning on May 18, 2016 provided the grantee remains continuously employed by the Company as of those respective dates; 922 restricted stock units remaining in the May 18, 2015 RSU grant that vest in four equal annual installments beginning on May 18, 2016 provided the grantee remains continuously employed by the Company as of those respective dates; 2,500 restricted stock units remaining in the December 11, 2015 that vest in four equal annual installments beginning on December 11, 2016 provided the grantee remains continuously employed by the Company as of those respective dates; and 3,023 restricted stock units remaining in the February 25, 2016 RSU grant that vest 25% on February 17th of each of 2017, 2018, 2019 and 2020 provided the grantee remains continuously employed by the Company as of those respective dates.