SEC Form 4 · accession 0000902274-16-000254
LIBBEY INC · LBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sherry Buck
Officer — Vice President, CFO
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Feb 25, 2016 | A | 16,082 | $17.13 | A | 22,094 | D | |
| Common Stock | holding | — | — | — | 32,690 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ - Stock Option (Right to Buy)F2 | $17.13 | Feb 25, 2016 | A | 34,015 | A | Feb 17, 2017 | Feb 25, 2026 | Common Shares | 34,015 | 34,015 | D |
| Non-Qualified Stock Option (right to buy)F3 | $13.96 | holding | — | — | — | Aug 1, 2016 | Aug 1, 2022 | Common Stock | 15,750 | 15,750 | D |
| Non-Qualified Stock Option (right to buy)F4 | $13.96 | holding | — | — | — | Aug 1, 2013 | Aug 1, 2022 | Common Stock | 17,639 | 17,639 | D |
| NQ - Stock Option (Right to Buy)F5 | $38.06 | holding | — | — | — | Feb 17, 2016 | Mar 2, 2025 | Common Stock | 8,981 | 8,981 | D |
| NQ - Stock Option (Right to Buy)F4 | $23.02 | holding | — | — | — | Feb 24, 2015 | Feb 24, 2024 | Common Stock | 10,740 | 10,740 | D |
| Non-Qualified Stock Option (right to buy)F4 | $19.02 | holding | — | — | — | Feb 22, 2014 | Feb 22, 2023 | Common Stock | 11,937 | 11,937 | D |
Explanation of responses
- F1Restricted stock units will vest 25% on February 17th of each of 2017, 2018, 2019 and 2020 provided the grantee remains continuously employed by the Company as of those respective dates.
- F2The options become exercisable for 25% of the shares on February 17th of each of 2017, 2018, 2019 and 2020 provided the grantee remains continuously employed by the Company as of those respective dates.
- F3Stock option vests 100% on 8/1/2016.
- F4The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
- F5The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.