SEC Form 4 · accession 0000902274-16-000214
LIBBEY INC · LBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony W Gardner Jr.
Officer — VP, Chief Commercial Officer
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Dec 31, 2015 | F | 615 | $21.32 | D | 5,797 | D | |
| Common StockF1 | Dec 31, 2015 | F | 511 | $21.32 | D | 4,202 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $27.82 | holding | — | — | — | Sep 1, 2018 | Sep 1, 2024 | Common Shares | 11,619 | 11,619 | D |
| Non-Qualified Stock Option (right to buy) | $27.82 | holding | — | — | — | Sep 9, 2015 | Sep 9, 2024 | Common Shares | 5,810 | 5,810 | D |
| NQ - Stock Option (Right to Buy)F2 | $38.06 | holding | — | — | — | Feb 17, 2016 | Mar 2, 2025 | Common Stock | 5,284 | 5,284 | D |
Explanation of responses
- F1Reflects shares withheld to satisfy tax withholding obligations on restricted stock units that vested.
- F2The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.