SEC Form 4 · accession 0000902274-15-000162
LIBBEY INC · LBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H White
Officer — VP, Chief Operating Officer
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Aug 3, 2015 | A | 8,207 | $37.23 | A | 8,207 | D | |
| Restricted Stock UnitsF1 | Aug 3, 2015 | A | 35,000 | $37.23 | A | 43,207 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $37.23 | Aug 3, 2015 | A | 12,305 | A | Aug 3, 2016 | Aug 3, 2025 | Common Shares | 12,305 | 12,305 | D |
Explanation of responses
- F1Restricted stock units will vest 25% on July 13th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
- F2The options become exercisable for 25% of the shares on July 13th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.