SEC Form 4/A · accession 0000902274-15-000148
LIBBEY INC · LBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Anthony W Gardner Jr.
Officer — VP, Chief Commercial Officer
Period of report
Mar 2, 2015
Accepted (ET)
Aug 3, 2015 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Mar 2, 2015 | A | 3,912 | $38.06 | A | 3,912 | D | |
| Common Stock | holding | — | — | — | 5,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ - Stock Option (Right to Buy)F2,F3 | $38.06 | Mar 2, 2015 | A | 5,284 | A | Feb 17, 2016 | Mar 2, 2025 | Common Stock | 5,284 | 5,284 | D |
Explanation of responses
- F1Restricted stock units will vest 25% on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
- F2The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
- F3Corrects expiration date which was incorrectly stated on previously filed Form 4.