SEC Form 4 · accession 0000902274-15-000047

LIBBEY INC · LBY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President & Treasurer

Period of report

Mar 3, 2015

Accepted (ET)

Mar 4, 2015 · 7:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000902274

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 3, 2015	M	2,470	$17.00	A	31,247	D
Common Stock	Mar 3, 2015	S	2,470	$37.85	D	28,777	D
Common Stock	Mar 3, 2015	M	2,364	$13.95	A	31,141	D
Common Stock	Mar 3, 2015	S	2,333	$37.79	D	28,808	D
Common Stock	Mar 3, 2015	S	1	$37.78	D	28,807	D
Common Stock	Mar 3, 2015	S	30	$37.85	D	28,777	D
Common Stock^F1	holding	—	—		—	8,071	I	By 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F2	$17.00	Mar 3, 2015	M	2,470	D	Feb 10, 2012	Feb 10, 2021	Common Stock	2,470	0	D
Non-Qualified Stock Option (right to buy)^F2	$13.95	Mar 3, 2015	M	2,364	D	Feb 17, 2013	Feb 17, 2022	Common Stock	2,364	787	D

F1The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash.
F2The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.