SEC Form 4 · accession 0000090185-15-000106
SIGMA ALDRICH CORP · SIAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen J Miller
Officer — SVP, Corp Develop & Corp Comm
Period of report
Aug 10, 2015
Accepted (ET)
Aug 10, 2015 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | M | 2,057 | $48.61 | A | 8,306 | D | |
| Common Stock | Aug 10, 2015 | M | 1,600 | $62.49 | A | 9,906 | D | |
| Common Stock | Aug 10, 2015 | M | 1,422 | $70.32 | A | 11,328 | D | |
| Common StockF1 | holding | — | — | — | 6,246 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ISO Stock Option Right To BuyF2 | $48.61 | Aug 10, 2015 | M | 2,057 | D | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 2,057 | 0 | D |
| ISO Stock Option Right To BuyF3 | $62.49 | Aug 10, 2015 | M | 1,600 | D | Feb 14, 2012 | Feb 14, 2021 | Common Stock | 1,600 | 0 | D |
| ISO Stock Option Right To BuyF4 | $70.32 | Aug 10, 2015 | M | 1,422 | D | Feb 14, 2013 | Feb 14, 2022 | Common Stock | 1,422 | 0 | D |
Explanation of responses
- F1The number of shares is based on a 401(k) statement dated as of 8/7/15.
- F2The options were granted on February 16, 2010 and vested in three equal annual installments beginning February 16, 2011.
- F3The options were granted on February 14, 2011 and vested in three equal annual installments beginning February 14, 2012.
- F4The options were granted on February 14, 2012 and vested in three equal annual installments beginning February 14, 2013.