SEC Form 4 · accession 0000090185-15-000096
SIGMA ALDRICH CORP · SIAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Bertsch
Officer — EVP & CFO
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2015 | M | 4,188 | $71.62 | A | 15,907 | D | |
| Common StockF1 | holding | — | — | — | 390 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ISO Stock Option Right To BuyF2 | $71.62 | Aug 3, 2015 | M | 4,188 | D | Mar 5, 2013 | Mar 5, 2022 | Common Stock | 4,188 | 0 | D |
Explanation of responses
- F1The number of shares is based on a 401(k) statement dated as of 8/3/15.
- F2The options were granted on March 5, 2012 and vested in three equal annual installments beginning March 5, 2013.