SEC Form 4 · accession 0000090185-15-000031
SIGMA ALDRICH CORP · SIAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Bertsch
Officer — EVP & CFO
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 12:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2015 | M | 6,000 | $0.00 | A | 12,752 | D | |
| Common StockF1 | Mar 5, 2015 | F | 2,544 | $138.05 | D | 10,208 | D | |
| Common StockF2 | holding | — | — | — | 386 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Mar 5, 2015 | M | 6,000 | D | Mar 5, 2015 | Mar 5, 2015 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The withholding of SIAL Common Stock satisfies tax withholding obligations on the vesting of Restricted Stock Units.
- F2The number of shares is based on a 401(k) plan statement dated as of 3/6/2015.