SEC Form 4 · accession 0000090185-15-000017
SIGMA ALDRICH CORP · SIAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Paul
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 9, 2015 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | M | 373 | $0.00 | A | 7,946 | D | |
| Common StockF1 | Jan 2, 2015 | M | 311 | $0.00 | A | 8,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Jan 2, 2015 | M | 373 | D | Jan 2, 2015 | Jan 2, 2015 | Common Stock | 373 | 374 | D |
| Restricted Stock UnitF1,F3 | $0.00 | Jan 2, 2015 | M | 311 | D | Jan 2, 2015 | Jan 2, 2015 | Common Stock | 311 | 624 | D |
Explanation of responses
- F1Each restricted stock unit was the economic equivalent of one share of SIAL Common Stock.
- F2On January 2, 2013, the reporting person was granted 1,120 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
- F3On January 2, 2014, the reporting person was granted 935 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.