SEC Form 4 · accession 0001677801-17-000003
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter William Knapper
Officer — President & CEO · Director
Period of report
Jan 9, 2017
Accepted (ET)
Jan 11, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SIFCO Industries, Inc. Common stockF1 | Jan 9, 2017 | A | 11,445 | — | A | 11,445 | D | |
| SIFCO Industries, Inc. Common stockF2 | holding | — | — | — | 30,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Awarded 11,445 restricted shares of SIFCO Industries, Inc. common stock. Restriction to lapse on the day immediately preceding the three year anniversary date of this award.
- F2On June 29, 2016, 30,000 restricted shares of SIFCO Industries, Inc. Common Stock was awarded. Restriction to lapse on the day immediately preceding the third year anniversary date of this award.