SEC Form 4 · accession 0001642162-17-000002
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Salvatore Incanno
Officer — VP of Finance & CFO
Period of report
Jan 9, 2017
Accepted (ET)
Jan 11, 2017 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SIFCO Industries, Inc. Common stockF1 | Jan 9, 2017 | A | 6,230 | — | A | 6,230 | D | |
| SIFCO Industries, Inc. Common stock | holding | — | — | — | 2,377 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bonus unitF2,F3 | — | holding | — | — | — | — | — | SIFCO Industries, Inc. Common Stock | 3,571 | 3,572 | D |
Explanation of responses
- F1Awarded 6,230 restricted shares of SIFCO Industries, Inc. common stock. Restriction to lapse on the day immediately preceding the three year anniversary date of this award.
- F2Each bonus unit represented an unvested share of SIFCO Industries, Inc. common stock.
- F3The bonus unit vests on May 31, 2017.