SEC Form 4 · accession 0001642162-16-000004
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Salvatore Incanno
Officer — VP of Finance & CFO
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bonus UnitF1 | — | Jun 1, 2016 | A | 7,143 | A | — | — | Common stock | 7,143 | 7,143 | D |
Explanation of responses
- F1Bonus units representing the right to receive 7,143 shares of SIFCO Industries, Inc. common stock were granted on June 1, 2016, pursuant to a Retention Agreement. The units will vest 50% at November 30, 2016 with the remaining 50% vesting at May 31, 2017 so long as Mr. Incanno remains employed at SIFCO Industries, Inc.