SEC Form 4 · accession 0001200555-16-000006
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudson D Smith
Director
Period of report
Jun 10, 2016
Accepted (ET)
Jun 13, 2016 · 10:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Trust CertificatesF1,F2 | Jun 10, 2016 | G | 5,872 | — | D | 66,820 | D | |
| SIFCO Industries, Inc. common stockF3 | holding | — | — | — | 3,881 | D | ||
| SIFCO Industries, Inc. common stock | holding | — | — | — | 8,700 | D | ||
| Voting Trust CertificatesF4 | holding | — | — | — | 57,068 | I | Beneficiary of Trust | |
| Voting Trust CertificatesF5 | holding | — | — | — | 121,678 | I | Beneficiary of Trust | |
| Voting Trust Certificates | holding | — | — | — | 6,255 | I | Owned by spouse | |
| SIFCO Industries, Inc. common stock | holding | — | — | — | 2,400 | I | Owned by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Voting Trust Certificates are for Common Stock of listed Company.
- F2H. Smith gifted a total of 5,872 shares of Voting Trust Certificates to his children and grandchildren.
- F3SIFCO Industries, Inc. Common Shares awarded under the 2007 Long-term incentive program.
- F4Held in Trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.
- F5Held in Trust by the Trustee of the R. Smith Irrevocable Trust.