SEC Form 4 · accession 0001200555-16-000004
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Hudson D Smith
Director
Period of report
Mar 18, 2016
Accepted (ET)
Mar 21, 2016 · 9:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SIFCO Industries, Inc. Common StockF1 | Mar 18, 2016 | A | 3,881 | — | A | 272,674 | D | |
| Voting Trust CertificatesF2 | holding | — | — | — | 72,692 | D | ||
| SIFCO Industries, Inc. Common StockF5 | holding | — | — | — | 8,700 | D | ||
| Voting Trust CertificatesF2,F3 | holding | — | — | — | 57,068 | I | Beneficiary of Trust | |
| Voting Trust CertificatesF2,F4 | holding | — | — | — | 121,678 | I | Beneficiary of Trust | |
| Voting Trust CertificatesF2 | holding | — | — | — | 6,255 | I | Owned by Spouse | |
| SIFCO Industries, Inc. Common Stock | holding | — | — | — | 2,400 | I | Owned by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Awarded 3,881 restricted shares of the SIFCO Industries, Inc. common stock. Restriction to lapse on the day immediately preceding the one year anniversary date of this award.
- F2Voting Trust Certificates are for common stock of the listed Company.
- F3Held in Trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.
- F4Held in Trust by the Trustee of the R. Smith Irrevocable Trust.
- F5SIFCO Industries, Inc. common shares awarded under the 2007 long term program.