SEC Form 4 · accession 0001200555-15-000003
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudson D Smith
Director
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 11:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Trust CertificatesF1 | May 13, 2015 | P | 1,000 | $14.00 | A | 2,400 | I | Spouse |
| Voting Trust CertificatesF1 | holding | — | — | — | 6,255 | I | Owned by wife | |
| Voting Trust CertificatesF1 | holding | — | — | — | 72,692 | D | ||
| SIFCO Industries, Inc. Common stockF2 | holding | — | — | — | 8,700 | D | ||
| Voting Trust CertificatesF3 | holding | — | — | — | 57,068 | I | Beneficiary of Trust | |
| Voting Trust CertificatesF1,F4 | holding | — | — | — | 121,678 | I | Beneficiary of Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Voting Trust Certificates are for common stock of the Listed Company.
- F2SIFCO Industries, Inc. common shares awarded under the 2007 long term incentive program.
- F3Held in Trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.
- F4Held in Trust by the Trustee of the R. Smith Irrevocable Trust.