SEC Form 4 · accession 0001200555-15-000002
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudson D Smith
Director
Period of report
Jan 28, 2015
Accepted (ET)
Jan 30, 2015 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SIFCO Industries, Inc. Common stockF1 | Jan 28, 2015 | A | 1,476 | — | A | 267,793 | D | |
| Voting Trust CertificatesF2 | holding | — | — | — | 72,692 | D | ||
| SIFCO Industries, Inc. Common stockF5 | holding | — | — | — | 7,224 | D | ||
| Voting Trust CertificatesF2,F3 | holding | — | — | — | 57,068 | I | Beneficiary of Trust | |
| Voting Trust CertificatesF2,F4 | holding | — | — | — | 121,678 | I | Beneficiary of Trust | |
| Voting Trust CertificatesF2 | holding | — | — | — | 6,255 | I | Owned by wife | |
| SIFCO Industries, Inc. Common stock | holding | — | — | — | 1,400 | I | Owned by wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Awarded 1,476 restricted shares of the SIFCO Industries, Inc. common stock. Restriction to lapse on the day immediately preceding the one year anniversary date of this award.
- F2Voting Trust Certificates are for common stock of the Listed Company.
- F3Held in Trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.
- F4Held in Trust by the Trustee of the R. Smith Irrevocable Trust.
- F5SIFCO Industries, Inc. common shares awarded under the 2007 long term incentive program.