SEC Form 4 · accession 0001200555-15-000001
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudson D Smith
Director
Period of report
Jan 3, 2015
Accepted (ET)
Jan 5, 2015 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Trust CertificatesF1,F3 | Jan 3, 2015 | J | 15,300 | $0.00 | D | 0 | I | Trustee of child. |
| Voting Trust CertificatesF1 | holding | — | — | — | 72,693 | D | ||
| SIFCO Industries, Inc. Common stockF2 | holding | — | — | — | 7,224 | D | ||
| Voting Trust CertificatesF1,F4 | holding | — | — | — | 57,068 | I | Beneficiary of Trust | |
| Voting Trust CertificatesF1,F5 | holding | — | — | — | 121,678 | I | Beneficiary of Trust | |
| Voting Trust CertificatesF1 | holding | — | — | — | 6,255 | I | Owned by wife. | |
| SIFCO Industries, Inc. Common stock | holding | — | — | — | 1,400 | I | Owned by wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Voting Trust Certificates are for Common Stock of listed Company.
- F2SIFCO Industries, Inc. Common Shares awarded under the 2007 Long-term incentive program.
- F3Trust was dissolved and the shares were transferred to the beneficiary of the Trust.
- F4Held in Trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.
- F5Held in Trust by the Trustee of the R. Smith Irrevocable Trust.