SEC Form 4 · accession 0001185073-16-000004
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jeffrey P Gotschall
Director
Period of report
Mar 18, 2016
Accepted (ET)
Mar 21, 2016 · 9:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SIFCO Industries, Inc. Common StockF1 | Mar 18, 2016 | A | 3,881 | — | A | 164,701 | D | |
| Voting Trust CertificatesF2 | holding | — | — | — | 152,229 | D | ||
| SIFCO Industries, Inc. Common Stock | holding | — | — | — | 6,512 | D | ||
| SIFCO Industries, Inc. Common StockF3 | holding | — | — | — | 1,679 | D | ||
| Voting Trust Certificates | holding | — | — | — | 400 | I | Owned by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Awarded 3,881 restricted shares of the SIFCO Industries, Inc. common stock. Restriction to lapse on the day immediately preceding the one year anniversary date of this award.
- F2Voting Trust Certificates are for common stock of the listed Company.
- F3SIFCO Industries, Inc. common shares awarded under the 2007 long term program.