SEC Form 4 · accession 0000899243-18-031338
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudson Smith
Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 18, 2018 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Trust CertificatesF1,F2 | Dec 17, 2018 | G | 6,000 | $0.00 | D | 60,820 | D | |
| SIFCO Industries, Inc. Common Stock | Dec 17, 2018 | P | 2,000 | $3.4484 | A | 4,400 | I | Owned by Spouse |
| SIFCO Industries, Inc. Common Stock | holding | — | — | — | 17,464 | D | ||
| Voting Trust CertificatesF3 | holding | — | — | — | 57,068 | I | Beneficiary of Trust | |
| Voting Trust CertificatesF4 | holding | — | — | — | 121,678 | I | Beneficiary of Trust | |
| Voting Trust Certificates | holding | — | — | — | 6,255 | I | Owned by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Voting Trust Certificates are for common stock of SIFCO Industries, Inc.
- F2Represents six gifts of Voting Trust Certificates each representing 1,000 shares of common stock of SIFCO Industries, Inc. to the Reporting Person's grandchildren, as follows: (i) Hudson Smith, Jr., Custodian for Peyton Smith; (ii) Hudson Smith, Jr., Custodian for Charlotte Smith; (iii) Hudson Smith, Jr., Custodian for Whitney Smith; (iv) Cynthia R. Champ, Custodian for Elise Day Champ; (v) Cynthia R. Champ, Custodian for William Champ, Jr.; and (vi) Cynthia R. Champ, Custodian for Hudson Graham Champ.
- F3Held in trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.
- F4Held in Trust by the Trustee of the R. Smith Irrevocable Trust.