SEC Form 4 · accession 0000899243-18-029030
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter William Knapper
Officer — President & CEO · Director
Period of report
Nov 14, 2018
Accepted (ET)
Nov 15, 2018 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SIFCO Industries, Inc. Common StockF1 | Nov 14, 2018 | A | 19,355 | — | A | 19,355 | D | |
| SIFCO Industries, Inc. Common StockF2 | holding | — | — | — | 30,000 | D | ||
| SIFCO Industries, Inc. Common StockF3 | holding | — | — | — | 11,445 | D | ||
| SIFCO Industries, Inc. Common StockF4 | holding | — | — | — | 29,735 | D | ||
| SIFCO Industries, Inc. Common Stock | holding | — | — | — | 2,000 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Awarded 19,355 restricted shares of SIFCO Industries, Inc. common stock. Restriction to lapse on September 30, 2021.
- F2On June 29, 2016, 30,000 restricted shares of SIFCO Industries, Inc. common stock were awarded. Restriction to lapse on the day immediately preceding the three year anniversary date of such award.
- F3On January 9, 2017, 11,445 restricted shares of SIFCO Industries, Inc. common stock were awarded. Restriction to lapse on the day immediately preceding the three year anniversary date of such award.
- F4On November 15, 2017, 29,735 restricted shares of SIFCO Industries, Inc. common stock were awarded. Restriction to lapse on September 30, 2020.